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Open Financial Exchange
Results: 473

#	Item
301	To address this concern, the Division issued an open letter regarding business brokering, dated 7 May 2009, to explain that engaging in business brokering activities may require licensing as a broker-dealer or agent. Wh Add to Reading List Source URL: securities.utah.gov Language: English - Date: 2014-04-14 15:44:30 Financial markets United States securities law Financial regulation Short selling Financial services Business broker Securities Exchange Act Short Broker-dealer Business Finance Financial economics
302	March 7, 2007 MGEX Spring Wheat Options Volume On The Rise March 7, 2007 MGEX Spring Wheat Options Volume On the Rise Add to Reading List Source URL: www.mgex.com Language: English - Date: 2007-11-09 16:30:19 Finance Minneapolis Grain Exchange Stock market Options Open outcry Futures contract Wheat Commodity market Financial economics Investment Futures exchanges
303	Microsoft Word - Capital Markets Lead Open.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Accountancy Corporate governance United States corporate law United States securities law Financial markets Sarbanes–Oxley Act U.S. Securities and Exchange Commission Capital market Center for Audit Quality Auditing Business Finance
304	Microsoft Word - SOx Lawyer Hearing Open.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Securities Auditing Corporate governance United States corporate law Financial regulation U.S. Securities and Exchange Commission Securities fraud Sarbanes–Oxley Act Securities regulation in the United States United States securities law Business Finance
305	Microsoft Word - Mutual Fund Scandal Open.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Funds Institutional investors Collective investment schemes Mutual fund Market timing U.S. Securities and Exchange Commission Late trading Securities and Exchange Commission Mutual fund scandal Financial economics Investment Financial services
306	Microsoft Word - Market Structure I Open.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial economics Corporate crime U.S. Securities and Exchange Commission Securities and Exchange Commission Securities market Securities regulation in the United States Securities Commission Capital market Stock market Government Business Financial markets
307	Joint Audit Committee Regulatory Update TO: Chief Financial Officers Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2014-11-19 12:24:14 Investment Financial system Economy of London London International Financial Futures and Options Exchange Futures contract Minneapolis Grain Exchange New York Mercantile Exchange Euronext Open outcry Financial economics Futures exchanges NYSE Euronext
308	227 West Monroe Street, Suite 2070 Chicago, IL[removed]www.erisfutures.com Eris Exchange Sets New Daily Volume Record and Open Interest High Chicago, September 8, 2014 – Eris Exchange, a US-based futures exchange offerin Add to Reading List Source URL: www.erisfutures.com Language: English - Date: 2014-09-08 09:06:12 Futures contract Derivative Notional amount Swap Interest rate swap Futures exchanges Financial economics Finance Economics
309	Global Dimensions of Unconventional Monetary Policy: An Introduction to the 2013 Economic Policy Symposium Troy Davig Add to Reading List Source URL: www.kc.frb.org Language: English - Date: 2014-08-14 16:34:38 Central banks Financial crises Economic policy Public finance European Central Bank Late-2000s financial crisis Inflation Foreign exchange market Open market operation Economics Macroeconomics Monetary policy
310	Open Letter to Our Investors June 29, 2013 Dear iShares Investor, The role of exchange-traded funds (ETFs) continues to grow in the global capital markets as investors seek efficient, tailored access to different investm Add to Reading List Source URL: ftalphaville.ft.com Language: English - Date: 2013-07-01 13:00:33 Financial markets Funds Commodities market IShares Mutual fund BlackRock Arbitrage Inverse exchange-traded fund Source UK Services Financial economics Investment Exchange-traded funds

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